By
modern convention, the phrase "Byzantine Empire" refers to a political entity
that once dominated the Mediterranean world. The city called Constantinople or
[on today's maps] Istanbul functioned as capital of the Empire. The "Byzantine
Empire" originated with the founding of Constantinople in the fourth century AD
on the site of the much older Greek colony of Byzantium. The Roman Emperor
Constantine I [died 337] called the site New Rome or Constantinople. Constantine
situated his capital in the new city named after himself. The successors of
Constantine I lived in Constantinople without interruption until 1204. In 1204,
Crusaders from Western Europe, diverted from the path to Jerusalem, captured and
looted Constantinople. They held the city until 1261. The "Byzantines" restored
the "Byzantine Empire" at Constantinople in 1261 after the "Franks" were
expelled. In 1453, the Ottoman Turks stormed Constantinople. The "Byzantine
Empire" ceased to exist.
The role of the "Byzantine Empire" in European history is not sufficiently
understood by the educated public of today. Constantinople stood at the
economic, political and cultural heart of Europe from its founding until the
wanton sacking of Constantinople by the Crusaders. The New Rome withstood the
assault of many attackers, protecting all Europe against the flood of invasion.
The "Byzantine Empire" flourished in the same era that found Western Europe
ensnared by poverty and violence. One cannot omit the added fact that
Constantinople yet remains the religious lodestar of Orthodox Christians: the
predominant faith of Russia and other lands is rooted in the Byzantine
experience. In our time, with recent changes in Russia, her Byzantine roots seem
more relevant than ever to the present. In spite of its rich heritage and
significant role, the achievements of Byzantine civilization have often been
given short shrift and denigrated: the very name "Byzantine Empire" is, in fact,
an insult.
The phrase "Byzantine Empire" was coined and popularized by French scholars such
as Montesquieu, an influential figure of eighteenth century intellectual life..
He was the same author whose seminal volume The Spirit Of The Laws did
much to inspire the Founding Fathers of the United States in their writing of
the American Constitution. Like other thinkers of his time, Montesquieu revered
the ancient Greeks and Romans with immoderate enthusiasm as masters of politics
and culture to be emulated. Following a Western European tradition that extended
back to the early Middle Ages, Montesquieu regarded the Empire at Constantinople
as corrupt and decadent. Although he wrote a long history of the Empire at
Constantinople, Montesquieu could not bring himself to refer to the Empire at
Constantinople with the noble names of "Greek" or "Roman." From the obsolete
name "Byzantium," Montesquieu used the word "Byzantine." The word "Byzantine"
denoted the Empire and connoted its supposed characteristics: dishonesty,
dissimulation and decadence. The English scholar Edward Gibbon in his Decline
and Fall of the Roman Empire treated the Empire after the sixth century as
an epic of unrelieved degradation and corruption.
The people who lived in the "Byzantine Empire" never knew nor used the word
"Byzantine." They know themselves to be Romans, nothing more and absolutely
nothing less. By transferring the Imperial capital from Rome on the Tiber to the
New Rome on Bosphorus, dubbed Constantinople, the Emperor Constantine I had
transferred the actual identity of Rome to the new location. Long before
Constantine I, the idea of "Rome" had become dissociated from the Eternal City
on the Tiber. For a Roman meant a Roman citizen, whereever he lived. Before the
Imperial period, in 89 BC, a Roman law had granted Roman citizenship to people
throughout Italy. Afterwards, citizenship became extended to an increasing
number of people in different parts of the Empire. In 212, Emperor Caracalla
declared all free persons in the Empire to be Roman citizens, entitled to call
themselves Roman, not merely subject to the Romans. Within a few decades, people
begin to refer to the entire Empire less often [in Latin] as "Imperium
Romanorum" [Domain of the Romans] and more often as "Romania" [Romanland]
In
the provinces close to Constantinople, where the Greek language predominated
over the Latin of Old Rome, the idea of Roman citizenship and identity appealed
to a broad segment of the population. Greek speaking citizens were proud to be
Romans: in Latin, "Romani," or, in Greek, "Romaioi." The word "Romaioi" became
descriptive of the Greek speaking population of the Empire. The old ethnic name
applied to Greeks, "Hellene",fell into disuse. In ancient times, of course,
"Hellene" had meant Greek. Hellene meant Greek from the seventh century BC
onward, if not earlier. Although Homer called Greeks by other names, Herodotus,
Pericles, Plato and Alexander were all "Hellenes," as were Greek speaking
inhabitants of the Roman Empire in the first and second centuries AD. In the
fourth century AD, as the Empire became Christianized, the term "Hellene" became
redefined by common convention to include people who still worshipped the old
gods and studied philosophy in hopes of resisting the new faith of Christianity.
Emperor Julian II [361-363], an Emperor who tried to stop the Christian tide,
described himself as a "Hellene." By "Hellene," Julian signified his combination
of Neo-Platonic philosophy and worship of the Olympians.
In
the final years of the fourth century AD, Emperor Theodosius I [379-395] made
Christianity the sole state religion after subduing the rebellion of an
"Hellene" usurper, a westerner named Eugenius. After Theodosius' critical
decision, fewer and fewer people were willing to call themselves "Hellenes." For
centuries more, the word "Hellene" remained in bad repute, associated with
outlawed religious ideas and disloyalty to the state. Greek speakers found the
identity of "Romaioi" in place of "Hellene" to be a safe refuge in changing
times. Greek speaking "Romaioi" inhabited the Empire until the its demise in the
fifteenth century.
The Empire at Constantinople should not be called the "Byzantine Empire" at all.
If it requires a special name, we might better name the Empire at Constantinople
with the title of the "Romaion Empire" from the Greek "Basileia Romaion" [Empire
of the Romaioi].
The Romaion Emperors went to great pains to express the continuity between their
authority at Constantinople and the tradition of Old Rome before Constantine I.
For example, coins continued to carry inscriptions in Latin centuries after the
people of Constantinople could no longer speak or read the language. Consider
the observe legends found on coins in the various Imperial reigns. As a
benchmark, look at the coinage of the last Emperor to reign many years in Italy,
Valentinian III [425-455]. A typical observe legend on one of Valentinian III's
coins reads like this:
In
spite of these minor changes, Justinian's observe legend preserved continuity
with the Roman past. The Latin remained in use. The Emperor remained "Dominus
Noster" and "Augustus." One century after Justinian I, these titles still
remained in use. The standard obverse legend of Constans II [641-668] was
The transition to a more Greek style of titulature after 700 might be associated
with a change in dynasty. The family of Heraclius [reigned 610-641] hailed from
Latin speaking North Africa. Heraclius' descendants, including Constans II, were
probably slow to abandon Latin titles partly in tribute to their own family
heritage. The Latinity of the Heraclian family did not confine itself to forms
and titles. Constans II actually considered moving the Imperial capital from
Constantinople to Syracuse in Sicily. Although Syracuse itself was as Greek a
city as Constantinople, famous since antiquity, the movement of the capital
westward out of Constantinople to Syracuse would have pulled the focus of the
Empire in a new direction, a direction less fundamentally Greek. Constans II
suffered an untimely death, which prevented the fruition of his plans. He was
murdered at Syracuse, likely by enemies of his planned transfer of the capital.
Notwithstanding the fate of Constans II, the Heraclian family remained in power
at Constantinople two generations longer. The end of the Heraclian era in 711
signaled a further shift in the orientation of the Empire towards the Greek
world. The next ruling family, the Isaurian Dynasty [717-802] was Greek speaking
from the start. In the course of the eighth century, "Dominus Noster"
disappeared from Imperial coins. The words "Perpetvus Augustus" also began to
fade in the same era, replaced by the Greek "Basileus."
The word "Basileus" deserves a history of its own. In classical Greece,
"Basileus" meant "King," equivalent to the Latin "Rex." From the time of Emperor
Augustus [died 14 AD], Greeks called the Roman Emperor by the name "Basileus."
In the Latin language, of course, the Emperor was never called "Rex," which was
offensive to Roman Republican sensibilities: the Emperors were, in theory,
chiefs of a Republican government. Roman Republicanism notwithstanding, the use
of "Basileus" became standard among Greek speaking Romaioi to describe the
Emperor. No way existed to translate the titles of "Imperator" or "Augustus"
into Greek that did not sound contrived or ridiculous. The word "Autocrator" was
coined to translate "Imperator.";"Sebastos" stood as the parallel to "Augustus,"
but neither "Autocrator" nor "Sebastos" acquired popular currency. Instead, the
pretense developed that "Basileus" meant "Emperor" instead of "King.". Romaioi
commenced to use the Latin "Rex" to mean "King" in reference to non-Roman rulers
of lesser rank than their own Emperor. The new usage of "Basileus" gained formal
status much later. In the seventh century, Emperor Heraclius first employed
"Basileus"in Greek language legal documents as his official title, but the word
only replaced "Augustus" on the coinage in the Isaurian era [717-802].
One impetus to the adoption of the new title came from the Empress Irene
[797-802]. She had been the wife of Emperor Leo IV [775-780]. After Leo's death,
Irene assumed power as the regent of their infant son Constantine VI . In 797,
Irene deposed and blinded her son to prevent his achievement of power after
achieving adulthood. Irene declared herself ruler in her own right, a claim that
no woman had ever made before in Imperial history. In advancing her novel claim,
Irene faced a difficulty of nomenclature. The Imperial title "Augustus" was, of
course, male. Irene could not call herself "Augustus" without appearing
ridiculous. The female form of "Augustus," "Augusta" might have served the
required purpose, except that "Augusta"had signified in the past the wife of the
Emperor or other important female relation, not a legitimate ruler. The usage of
"Augusta" to designate female members of the Imperial family dated back to the
early years of the Empire. Emperor Augustus' widow Livia accepted the name
"Julia Augusta" from the Senate in 14 AD. Throughout a span of close to eight
hundred years, "Augusta" had not ever been suggestive of a ruler in her own
right; the existence of an "Augusta" implied the existence of an "Augustus."
Irene had no desire to remind the Romaioi of her son Constantine. Therefore,
Irene's inscriptions uniformly eschewed the word "Augusta." Instead, Irene
elected to call herself by the female form of "Basileus," that had in the past
been employed by reigning Queens as well as consorts and mothers of Kings. The
unabbreviated form of the inscription was:
The stunning event of Irene's reign was the coronation at Old Rome of Frankish
King Charlemagne [Carolus Rex Francorum] as Emperor in 800. Many authorities in
the Latin speaking world had continued to recognize the Emperors at
Constantinople as the legitimate Roman Emperors until Irene deposed her son in
797. In the eyes of the Latin West, the throne became vacant upon the removal of
Constantine VI. Irene appeared objectionable on three counts: she was a woman,
she had committed the heinous act of blinding her own son, and she adhered to
Eastern religious practices , which the West rejected. Although Charlemagne, a
Germanic tribesman [better to think of him as Karl insread of with the
Frenchified Charlemagne], was no Roman, he had brought unity to much of Europe.
Why should not he, instead of some Greek women [Graeca], be Emperor? The Pope
thought on these lines, and placed the Imperial crown on Charlemagne's head at
Christmas, 800. After his coronation, Charlemagne called himself "Carolus
Augustus Imperator Romanorum gubernans Imperium" [Charles Augustus, Emperor
governing the Domains of the Romans].
The authorities at Constantinople did not wish to recognize the claims of the
Frankish upstart in the West, although political reality forced a compromise on
the part of Emperor Michael I [811-813]. Michael's envoy from Constantinople
saluted Charlemagne at his court in Aachen as "Basileus," that the Westerners
translated with satisfaction as Emperor. Of course, the Greek speakers had room
to live in the ambiguity of the word "Basileus." Back in Constantinople, Michael
began to call himself [in unabbreviated form]:
Not until the time of Emperor Otto III [983-1002] did Western Emperors
consistently start calling themselves "Imperator Romanorum" [Roman Emperor] in
direct challenge to the "Basileus Romaion" of Constantinople. Otto III took this
step on the prompting of his mother Theopano, a princess from Constantinople who
understood the subtleties of the problem. The "Basileus Romaion" of the time,
Basil II [reigned 976-1025] was not a kinsman of Theopano, and she desired to
elevate her son above the competition at Constantinople by calling Otto
"Imperator Romanorum." Of course, well-informed people in the West knew already
that the best way to insult the authorities in Constantinople, if that was the
goal, was to deny their identity as Romans. Call them "Graecus:" that translated
to "Hellene," that implied pagan as well as not Roman.
Clever diplomatic insults aside, medieval Westerners referred to the territory
of the Romaion Empire with the name "Romania"[Romanland]. Case in point: from
the sixth to the eighth century, the city of Ravenna was the capital of the
Romaion province of Italy, the headquarters of the Exarch. The region close to
Ravenna was directly governed by the Imperial authority. In the minds of the
Lombards, the Germanic people who wrested much of Italy from Imperial control,
the area around Ravenna was "Romania." To this day, the same region of Italy is
called "Romagna," derived from "Romania."
Centuries later, the "Franks" of the Fourth Crusade stormed Constantinople in
1204. In the subsequent Imperial hiatus, these adventurers, largely French,
elected their own Emperor and established their own Frankish or Latin Empire.
The Frankish or Latin Imperial title: "Imperator Romaniae" [Emperor of Romania].
The "Imperator Romaniae" was something different from the "Imperator Romanorum."
In Western Europe, the title the "Imperator Romanorum" belonged to the German
successors of Charlemagne and Otto III when they were crowned by the Pope in
Rome. After Otto III, German Kings called themselves "Rex Romanorum" [Roman
King] in the interval between their election in Germany and coronation at Rome,
which might be many years. After the middle of the thirteenth century, many of
the German Kings never took the Imperial crown at all. They remained "Rex
Romanorum" throughout their tenure. At the moment that the Fourth Crusaders
elected their founding Emperor Baldwin I [reigned 1204-1205], the Western
Imperial throne was vacant. German King Philip had not been crowned Emperor by
the Pope and never would be crowned Emperor. Still, Baldwin I respected Western
tradition: he did not dare offend the Pope by presuming to claim the title
"Imperator Romanorum," but only the title of "Imperator Romaniae," Emperor of
Romania. In Western eyes, only the Pope could make an individual "Imperator
Romanorum."
In
the West, the idea of "Imperator Romanorum" survived to describe the ranking
Roman Catholic ruler until the nineteenth century. In 1508, the Pope authorized
the "Rex Romanorum" to call himself "Imperator Romanorum Electus" [Elected Roman
Emperor] without coronation at Rome. The last "Imperator Romanorum Electus"
abdicated in 1806. Voltaire scoffed at the Holy Roman Empire in its senescence.
The Holy Roman Empire was, Voltaire gibed, "...neither Holy, nor Roman, nor an
Empire." As in other matters, Voltaire ridiculed the things in which other
people believed. Until the end, most Europeans, particularly Catholics, spoke of
the "Sacrum Romanorum Imperium"[Holy Roman Empire] as a serious and important
enterprise. Nonetheless,Western Europeans did not call themselves Romans or
refer to their homeland as Romania. These words were conceded, albeit
grudgingly, to Constantinople.
Western Europeans were not the only despoilers of the Romaion Empire to refer to
it by the name of Rome. In the eleventh century, a branch of the Seljuk Turks
established a Sultanate in Asia Minor carved out of land in Asia Minor. The
Sultanate's territory had been severed from the Empire after the Battle of
Manzikert [1071] in which Emperor Romanus IV [reigned 1067-1071] fell into the
hands of the Turks as a prisoner. This Turkish state was called "Rum." from
Rome. The Sultanate of Rum continued until after 1300 with its capital at Konya
[Iconium].
The later Ottoman Turks adopted the term "Rumelia" to designate the portions of
the Balkan Peninsula that they acquired from the Romaioi in the fourteenth
century. "Rumelia" was a dimunitive word. If Anatolia was Rome [Rum], than the
European territories were Lesser Rome [Rumelia]. The name "Rumelia" survived
into the nineteenth century. After a Turkish defeat at the hands of Russia, the
two combatant governments signed the Treaty of San Stefano [1877]. The Treaty
included a provision to create a "Principality of Eastern Rumelia" under Russian
"protection" on land now in Bulgaria. The attempt to create Eastern Rumelia
never came to fruition. After diplomatic pressure from other powers, the Treaty
of San Stefano underwent significant modification at the Congress of Berlin in
1878. Eastern Rumelia vanished before it came into proper existence.
One might wonder why the name "Romania" became applied to the present nation
called Romania. The association of the name "Romania" with the present nation
"Romania"stems from the nineteenth century. In their first appearances in the
historical record of the Middle Ages, the Romanians were called "Vlachs" by
chroniclers from Hungary and Constantinople. A principality called "Wallachia"
emerged among the Vlachs before 1300. Separate Vlach principalities of Moldavia
and Transylvania followed. Later, scholars realized that the Vlach language
derived from Latin; Vlach was a sister language to Italian, French and Spanish.
How did Latin speakers find their way to this remote part of Europe north of the
Danube River? Scholars developed the theory that the Vlachs were descended from
Roman colonists and Latinized natives who lived in the area north of the Danube
River during the second and third centuries AD. In the period, the region
constituted the Roman province of Dacia. Whether the theory is right or not, it
became the basis of Romanian nationalist feeling in the nineteenth century. The
idea of a Roman descent gave Vlachs new pride in themselves. After Wallachia and
Moldavia coalesced into a single entity in 1859, the name "Romania" was selected
in 1862 to describe the combined state. At the time, Romanian unity and
independence required the support of France under Emperor Napoleon III
[1852-1870]. The "Latin connection" with France aided the Romanian cause by
inspiring French interest in their "sister nation" of Romania.
In
light of the late date at which modern Romania acquired its name, it appears
clear that earlier, the term "Romania" referred to the territory where the Greek
speaking "Romaioi" lived. For more than a millennium, the state that we call,
inaccurately, the Byzantine Empire was "Romania." After the end of the Empire,
Greek speaking inhabitants of the Ottoman Empire continued to call themselves
"Romaioi."
Modern Greeks call themselves "Hellenes," like the ancient Greeks did. The
switch from "Romaioi" back to "Hellene," like the switch from "Vlach" to
"Romanian," came from the politics of nationalism in modern times. Greeks needed
Western European help to become independent in the early nineteenth century. The
Greeks were not likely to attract assistance if the Western peoples thought of
Greeks as Byzantines. However, if the Greeks were imagined as the children of
Plato and Pericles, then the sympathies of educated Westerners, steeped in the
Classical tradition, would be with Greece. In the Greek Revolution of 1832, the
"Philhellenic"[Greek loving] sympathies of Britain and other European
governments were deeply engaged. Intervention on behalf of Greek independence
proved decisive. The name of "Hellene" was revived in order to create a national
image which rejected the "Byzantine" past.
The names by which things are called are important in shaping our interpretation
of reality. People are often surprised to discover that historical labels which
define the past are inventions of later scholarship and ideology, not parts of
the past itself. Men and women of the Middle Ages did not know that they lived
in the Middle Ages: people who lived in Classical Athens or Renaissance Italy
suffered the same disability. The people of the "Byzantine Empire" had no idea
that they were Byzantine. They regarded themselves as the authentic continuators
of the Roman world: the Romans living in Romania.
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